Due Diligence 

At Platform Securities we want our clients to have confidence in the services we provide. Knowing that we have the right controls in place and assurance that those controls have been achieved is key.

We have therefore adopted the framework provided by the Audit and Assurance Faculty of the Institute of Chartered Accountants of England & Wales “Assurance reports on Internal Controls of service organisations made available to third parties” (AAF 01/06) because we believe it provides evidence of how we are controlling risk in the day to day service that we provide to our clients.

The AAF 01/06 report specifies a series of control objectives that are relevant to our business and the internal controls identified as being key to the achievement of each objective. These are then tested and reported upon, both by our management and by an independent Reporting Accountant.

To view our AAF Report please contact us.